One Platform for Every
Financial Regulatory
Obligation.
Financial institutions and fintechs operate under the most demanding regulatory landscape in any industry. DORA, ISO 27001, GDPR, PCI DSS, SOC 2 — Complify unifies all of it into a single, auditable GRC program built for the pace and complexity of financial services.
Built for every segment
of financial services.
From established banks managing legacy compliance programs to high-growth fintechs building their compliance infrastructure for the first time — Complify scales to your needs.
Manage complex, multi-framework compliance programs across multiple legal entities and jurisdictions. Meet supervisory expectations with board-ready reporting and real-time risk visibility.
Move fast without regulatory risk. Build a compliance infrastructure that scales with your growth — from Series A through IPO — without hiring an army of consultants.
Meet DORA obligations and client due diligence requirements. Demonstrate operational resilience and security posture to institutional investors and regulators simultaneously.
DORA scope includes insurance companies. Complify maps ICT risk management and incident reporting requirements alongside your existing ISO and GDPR programs.
Every regulation that keeps
your CISO up at night.
The financial services regulatory environment is expanding faster than any compliance team can track manually. Complify maps all of it — automatically.
ICT risk, incident reporting, resilience testing, third-party risk for EU financial entities. In effect January 2025.
Critical93 Annex A controls for information security across your entire organization. Underpins DORA, PCI DSS, and SOC 2.
CriticalData subject rights, breach notification, lawful basis, DPA management for EU personal data processing.
CriticalSecurity, availability, confidentiality, and privacy criteria for US market access and enterprise customer requirements.
HighStructured GDPR accountability framework. ISO 27701 Annex D maps directly to GDPR articles — certifiable accountability.
HighStructured BCMS framework aligned to DORA operational resilience requirements and supervisory expectations.
HighDORA has been in effect
since January 2025.
The Digital Operational Resilience Act applies to virtually all EU financial entities — banks, investment firms, insurance companies, crypto-asset providers, and their ICT service providers. Non-compliance carries supervisory sanctions and potential operational restrictions.
Comprehensive ICT risk management framework with governance structures, risk identification, protection, detection, response, and recovery capabilities.
Mandatory classification and reporting of major ICT-related incidents to competent authorities within strict timeframes (24h initial, 72h intermediate, 1 month final).
Regular testing of ICT systems and tools — from basic vulnerability assessments to advanced Threat-Led Penetration Testing (TLPT) for significant entities.
Comprehensive oversight of ICT third-party service providers, contractual requirements, and concentration risk management across critical providers.
Participation in cyber threat intelligence sharing arrangements among financial entities to strengthen the sector's collective resilience.
Organizations already certified under ISO 27001 and ISO 22301 have 60–70% of DORA's technical requirements addressed. Complify identifies this overlap and shows exactly what additional work is needed — eliminating duplicated effort across your compliance team.
Map once.
Comply everywhere.
Complify's unified control library means controls shared across multiple frameworks are mapped once — eliminating duplicated work across your compliance team.
ISO 27001 underpins your response to DORA, PCI DSS, and SOC 2. Build it once in Complify ISMS and reuse controls across every other framework.
Financial institutions process enormous volumes of personal data. Complify GDPR operationalizes GDPR compliance with RoPA, DSAR management, and 72-hour breach notification.
DORA's operational resilience requirements align directly with ISO 22301. Complify BCMS maps DORA Article 11 obligations to your BCP and continuity program automatically.
US financial institutions and enterprise clients demand SOC 2 Type II. Many ISO 27001 controls map directly — Complify surfaces these overlaps automatically.
ISO 27701 certification is the strongest demonstration of GDPR accountability available. Complify PIMS maps directly to your GDPR obligations with structured evidence.
The problems financial
compliance teams face daily.
We built Complify by talking to compliance officers, CISOs, and DPOs at financial institutions. These are the challenges they told us keep them up at night.
DORA, PSD3, FIDA, AI Act — the EU regulatory pipeline is accelerating. Complify maps new regulations to your existing control library automatically, surfacing gaps without manual analysis.
Banks and insurance groups operate across multiple legal entities and jurisdictions. Complify supports multi-entity GRC programs with consolidated reporting and entity-level drill-down.
Financial institutions face simultaneous audits from multiple supervisory bodies. Complify's unified evidence library means one piece of evidence satisfies multiple frameworks — automatically.
Compliance teams are asked to cover more ground with the same headcount. Complify's automation reduces the manual evidence collection, tracking, and reporting burden by up to 60%.
DORA mandates comprehensive ICT third-party risk management. Complify's supplier risk module automates vendor assessments, contract tracking, and concentration risk monitoring.
DORA's 24-hour initial incident reporting deadline leaves no room for manual processes. Complify's incident management module automates classification, escalation, and regulatory notification workflows.
Financial services teams
that chose Complify.
"We needed SOC 2, ISO 27001, and GDPR simultaneously to close our Series B and expand into EU markets. Complify let us run all three programs from one platform — we couldn't have done it with a team of three people otherwise."
"DORA hit us hard. We had ISO 27001 but the gap to full DORA compliance was significant. Complify mapped our existing controls to DORA requirements in a week — showing us exactly what was covered and what wasn't."
See how Complify handles your regulatory landscape.
Our financial services specialists will walk you through a tailored demo — mapped to your specific regulatory obligations, entity structure, and compliance maturity.